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ANDRES ECHEVERRI
ANDRES E ECHEVERRI
CRD#: 1398242
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)2 FIRMS2002 - 2007 (4 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2013 (3 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 8/22/2016

B
New York 8/22/2016

B
Connecticut 3/29/2022

B
Ohio 10/29/2024

B
Delaware 4/26/2024

B
Oklahoma 8/22/2016

B
Florida 7/19/2016

B
Puerto Rico 10/31/2018

IA
Florida 8/2/2016

B
South Dakota 1/11/2019

B
Georgia 8/22/2016

B
Texas 11/19/2019

B
Illinois 9/18/2024

IA
Texas 4/25/2023

B
Massachusetts 8/22/2016

B
Virginia 3/29/2022

B
Michigan 8/22/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Registered with this firm since 8/2/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Registered with this firm since 7/19/2016

Previous Registration(s)
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IA
01/01/2010 - 10/23/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASSAU
B
01/01/2010 - 10/23/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
03/10/2009 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) BS NASSAU
B
03/18/2009 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
IA
06/03/2002 - 05/30/2007 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
06/03/2002 - 05/30/2007 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
07/20/2000 - 06/03/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
IA
07/21/2000 - 06/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) CORAL GABLES, FL
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.