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Detailed Report
JANET MARIE HOROWITZ
JANET HOROWITZ, JANET M MULRYAN, JANET MARIE MULRYAN
CRD#: 1398082
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Investment Adviser
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Previous Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 10429 South 51st Street
Phoenix, AZ 85044
Registration History
1985199019952000200520102015202020252 FIRMS2002 - 2003 (<1 year)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2019 - Present (5 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2009 - 2019 (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2009 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (5 years)BSUTRO & CO. INCORPORATED (CRD# 801)1999 - 2002 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 1999 (10 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1985 - 1988 (2 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2010 - 2019 (9 years)
Disclosure(s)
View By:
6/27/2016
Customer Dispute
Settled
7/13/2001
Customer Dispute
Settled
License(s)

State Registrations

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Arizona 4/10/2019
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Texas 4/1/2019
Current Registration(s)
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PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
10429 South 51st Street, Phoenix, AZ 85044
Registered with this firm since 4/1/2019
Previous Registration(s)
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 01/29/2010 - 03/29/2019 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PHOENIX, AZ
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 11/06/2009 - 03/29/2019 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PHOENIX, AZ
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 01/01/2008 - 11/06/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) TEMPE, AZ
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 01/21/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TEMPE, AZ
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 03/09/2002 - 01/31/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) SCOTTSDALE, AZ
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 03/09/2002 - 01/31/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
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 02/19/1999 - 03/09/2002 SUTRO & CO. INCORPORATED (CRD#:801) SAN FRANCISCO, CA
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 07/25/1988 - 02/22/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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 09/25/1985 - 08/08/1988 DEAN WITTER REYNOLDS INC. (CRD#:7556)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.