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Detailed Report
RICHARD LEE BEBO
CRD#: 1397648
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 SANDY, UT
Registration History
1985199019952000200520102015202020252 FIRMS1991 - 1994 (3 years)IAOSAIC WEALTH, INC. (CRD# 23131)2002 - Present (23 years)BOSAIC WEALTH, INC. (CRD# 23131)2001 - Present (23 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1996 - 2001 (5 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1994 - 1996 (1 year)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1994 - 1994 (<1 year)BNWNL MANAGEMENT CORPORATION (CRD# 2882)1985 - 1991 (5 years)IASTONE HILL ADVISORY SERVICES INC. (CRD# 123405)2002 - 2010 (8 years)
License(s)

State Registrations

B
Alaska 1/14/2009
B
Oregon 12/18/2001
B
Arizona 3/2/2020
B
Tennessee 6/29/2020
B
California 8/28/2008
B
Texas 8/12/2013
B
Colorado 12/18/2001
B
Utah 12/18/2001
B
Idaho 6/9/2011
IA
Utah 3/11/2002
B
Missouri 4/19/2018
B
Vermont 7/23/2024
B
Montana 5/7/2014
B
Washington 12/18/2001
B
Ohio 6/21/2023
B
Wyoming 9/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
SANDY, UT
Registered with this firm since 3/11/2002
B
OSAIC WEALTH, INC. (CRD#:23131)
SANDY, UT
Registered with this firm since 12/18/2001
Previous Registration(s)
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IA
 06/06/2002 - 12/31/2010 STONE HILL ADVISORY SERVICES INC. (CRD#:123405) SLC, UT
B
 06/04/1996 - 12/21/2001 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
B
 08/22/1994 - 06/06/1996 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
 04/15/1991 - 08/23/1994 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 04/15/1991 - 08/23/1994 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 07/20/1994 - 08/22/1994 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
B
 09/25/1985 - 05/03/1991 NWNL MANAGEMENT CORPORATION (CRD#:2882) WINDSOR, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.