Individual Firm
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WALTER JOHN MANNS JR
WALLY MANNS JR, WALTER JOHN MANNS
CRD#: 1397547
IA
B
KLOPP INVESTMENT MANAGEMENT LLCCRD#: 106145 1801 E 9TH ST STE 1040
CLEVELAND, OH 44114-3103
CLEVELAND, OH 44114-3103
0
Disclosures
39
Years of Experience
View By:
State Registrations
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Ohio 12/8/2016
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Registered with this firm since 12/8/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/04/2011 - 10/28/2016 | PARMA, OH | |
IA | 05/19/2009 - 02/13/2014 | ROCKY RIVER, OH | |
B | 08/06/2008 - 03/04/2011 | ROCKY RIVER, OH | |
IA | 03/06/2007 - 12/11/2009 | WESTERVILLE, OH | |
B | 02/23/2007 - 09/24/2008 | WESTERVILLE, OH | |
B | 06/06/2006 - 02/23/2007 | CLEVELAND, OH | |
IA | 01/13/2005 - 06/05/2006 | WESTLAKE, OH | |
B | 06/17/2004 - 06/05/2006 | PURCHASE, NY | |
B | 11/13/2001 - 05/11/2004 | CLEVELAND, OH | |
B | 11/06/1995 - 11/07/2001 | CLEVELAND, OH | |
B | 06/20/1994 - 11/10/1995 | GRAND RAPIDS, MI | |
B | 10/11/1992 - 06/24/1994 | DETROIT, MI | |
B | 03/15/1989 - 09/29/1992 | NEW YORK, NY | |
B | 01/22/1988 - 03/16/1989 | ||
B | 10/30/1986 - 02/25/1988 | ||
B | 08/21/1985 - 11/19/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.