Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GLENN ANTHONY DAVIS
CRD#: 1395880
IA
Investment Adviser
B
Previous Broker
BAILARD, INC.CRD#: 110550 950 TOWER LANE, SUITE 1900
FOSTER CITY, CA 94404
Registration History
1996199820002002200420062008201020122014201620182020202220242026IABAILARD, INC. (CRD# 110550)2005 - Present (20 years)BBAILARD FUND SERVICES, INC. (CRD# 21206)1996 - 2018 (21 years)
License(s)

State Registrations

IA
California 2/2/2005
Current Registration(s)
IA
BAILARD, INC. (CRD#:110550)
950 TOWER LANE, SUITE 1900, FOSTER CITY, CA 94404
Registered with this firm since 2/2/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/06/1996 - 06/26/2018 BAILARD FUND SERVICES, INC. (CRD#:21206) FOSTER CITY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.