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BRUCE EDWARD MURPHY
CRD#: 1394326
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 7055 ENGLE RD
STE 1-101
CLEVELAND, OH 44130
STE 1-101
CLEVELAND, OH 44130
0
Disclosures
36
Years of Experience
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State Registrations
B
Florida 7/26/2017
IA
Ohio 11/6/2009
B
Ohio 6/20/1995
SRO Registrations
B
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IA
Registered with this firm since 11/6/2009
B
Registered with this firm since 6/19/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/29/1991 - 12/31/1993 | DES MOINES, IA | |
B | 11/19/1985 - 01/19/1990 | ENGLEWOOD, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.