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Detailed Report
AVRON PAUL LESSER
CRD#: 1393835
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 850 Morrison Drive
Suite 800
Charleston, SC 29403
Registration History
1985199019952000200520102015202020252 FIRMS1999 - 2007 (7 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1999 (14 years)
Disclosure(s)
View By:
9/1/2010
Customer Dispute
Denied
10/9/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/14/2021
B
New Jersey 6/1/2009
B
California 8/12/2021
B
New York 7/22/2011
B
Colorado 8/11/2021
B
North Carolina 6/1/2009
B
Delaware 7/31/2014
B
Pennsylvania 5/16/2023
B
Florida 6/1/2009
B
Rhode Island 6/3/2021
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
B
Louisiana 6/1/2009
IA
South Carolina 6/1/2009
B
Maryland 6/1/2009
B
Tennessee 6/1/2009
B
Massachusetts 6/23/2011
B
Texas 6/1/2009
B
Mississippi 9/17/2015
IA
Texas 6/1/2009
B
New Hampshire 12/3/2009
B
Virginia 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
850 Morrison Drive Suite 800, Charleston, SC 29403
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
850 Morrison Drive Suite 800, Charleston, SC 29403
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHARLESTON, SC
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHARLESTON, SC
IA
 11/23/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CHARLESTON, SC
B
 11/02/1999 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CHARLESTON, SC
B
 09/09/1985 - 11/08/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.