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Detailed Report
DAVID HARRY LAMBERT
CRD#: 1393832
IA
Investment Adviser
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Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 16201 E Indiana Ave
Suite 1450
Spokane Valley, WA 99216
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2024 (16 years)2 FIRMS2024 - Present (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1985 - 2005 (20 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2007 - 2008 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2007 (1 year)IAMORGAN STANLEY (CRD# 7556)1999 - 2005 (6 years)
License(s)

State Registrations

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Arizona 5/9/2024
B
Montana 5/9/2024
B
Arkansas 5/9/2024
B
Nevada 5/9/2024
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California 5/9/2024
B
Ohio 5/9/2024
B
Colorado 5/9/2024
B
Oklahoma 5/9/2024
B
Florida 5/9/2024
B
Oregon 5/9/2024
B
Hawaii 5/20/2024
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Texas 5/9/2024
B
Idaho 5/9/2024
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Utah 5/9/2024
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Illinois 5/9/2024
B
Washington 5/9/2024
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Kentucky 8/28/2024
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Washington 5/9/2024
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Louisiana 5/9/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
16201 E Indiana Ave Suite 1450, Spokane Valley, WA 99216
Registered with this firm since 5/9/2024
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BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
16201 E Indiana Ave Suite 1450, Spokane Valley, WA 99216
Registered with this firm since 5/9/2024
Previous Registration(s)
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 01/01/2008 - 05/15/2024 WELLS FARGO ADVISORS (CRD#:19616) SPOKANE, WA
B
 01/01/2008 - 05/15/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SPOKANE, WA
B
 11/18/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) COEUR D'ALENE, ID
IA
 03/27/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) COEUR D'ALENE, ID
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 11/18/2005 - 03/22/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) COEUR D'ALENE, ID
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 04/21/1999 - 11/21/2005 MORGAN STANLEY (CRD#:7556) LAGUNA WOODS, CA
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 08/21/1985 - 11/21/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.