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PANDELIS PHILIP CHRYSSOSTOMIDES
CRD#: 1393540
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2566 W Avenue K
Lancaster, CA 93536
Registration History
1985199019952000200520102015202020252 FIRMS2020 - Present (5 years)BFSC SECURITIES CORPORATION (CRD# 7461)1990 - 2020 (30 years)BBOARDWALK CAPITAL CORPORATION (CRD# 10279)1985 - 1990 (4 years)IAFSC SECURITIES CORPORATION (CRD# 7461)1997 - 2020 (22 years)IAPANDELIS P. CHRYSSOSTOMIDES FI... (CRD# 139281)2006 - 2008 (2 years)
Disclosure(s)
View By:
1/9/2008
Customer Dispute
Denied
5/15/2001
Customer Dispute
Settled
2/22/1995
Customer Dispute
Settled
4/1/1991
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/4/2020

B
Nevada 1/31/2020

B
Arizona 1/31/2020

B
New Mexico 1/31/2020

B
California 1/31/2020

B
New York 1/7/2025

IA
California 2/3/2020

B
North Carolina 2/5/2020

B
Colorado 1/31/2020

B
North Dakota 1/15/2025

B
Connecticut 1/7/2025

B
Oklahoma 2/3/2020

B
Florida 1/31/2020

B
Oregon 2/3/2020

B
Georgia 1/31/2020

B
Pennsylvania 4/7/2023

B
Idaho 2/3/2020

B
Tennessee 1/8/2025

B
Illinois 3/25/2020

B
Texas 1/31/2020

B
Kansas 2/5/2020

IA
Texas 1/31/2020

B
Kentucky 1/31/2020

B
Utah 1/31/2020

B
Minnesota 1/31/2020

B
Virginia 1/31/2020

B
Missouri 2/18/2022

B
Washington 2/5/2020

B
Montana 1/31/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2566 W Avenue K, Lancaster, CA 93536
1525 W Lewis St, San Diego, CA 92103
Registered with this firm since 1/31/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2566 W Avenue K, Lancaster, CA 93536
1525 W Lewis St, San Diego, CA 92103
Registered with this firm since 1/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/27/1997 - 02/04/2020 FSC SECURITIES CORPORATION (CRD#:7461) LANCASTER, CA
B
02/26/1990 - 02/04/2020 FSC SECURITIES CORPORATION (CRD#:7461) LANCASTER, CA
IA
01/23/2006 - 12/31/2008 PANDELIS P. CHRYSSOSTOMIDES FINANCIAL SERVICES, INC. (CRD#:139281) LANCASTER, CA
B
10/18/1985 - 02/08/1990 BOARDWALK CAPITAL CORPORATION (CRD#:10279)
FINRA expelled the firm on 09/24/1991
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.