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William A Michel
WILLIAM ALFRED MICHEL
CRD#: 1392758
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5136 KINGS PLAZA
BROOKLYN, NY 11234
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BWAMU INVESTMENTS, INC. (CRD# 599)2002 - 2009 (7 years)BDIME SECURITIES, INC. (CRD# 28955)1995 - 2002 (6 years)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1991 - 1995 (4 years)BOPPENHEIMER & CO., INC. (CRD# 630)1987 - 1991 (4 years)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1985 - 1987 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (2 years)
License(s)

State Registrations

B
California 10/1/2012

B
New York 10/1/2012

B
Connecticut 10/1/2012

IA
New York 5/3/2021

B
Delaware 3/2/2017

B
North Carolina 10/1/2012

B
Florida 10/1/2012

B
Oklahoma 10/1/2012

B
Georgia 10/1/2012

B
Pennsylvania 10/1/2012

B
Maine 1/26/2016

B
South Carolina 10/1/2012

B
Maryland 10/1/2012

B
Texas 10/1/2012

B
Nevada 3/10/2014

IA
Texas 9/19/2013

B
New Jersey 10/1/2012

B
Virginia 10/1/2012

IA
New Jersey 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5136 KINGS PLAZA, BROOKLYN, NY 11234
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5136 KINGS PLAZA, BROOKLYN, NY 11234
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
IA
12/21/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) BROOKLYN, NY
B
05/01/2002 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) BROOKLYN, NY
B
09/29/1995 - 05/01/2002 DIME SECURITIES, INC. (CRD#:28955) BROOKLYN, NY
B
02/13/1991 - 09/29/1995 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
02/27/1987 - 03/01/1991 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
07/23/1985 - 02/21/1987 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.