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RICHARD GROBMAN
CRD#: 1392556
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 300 CONSHOHOCKEN STATE ROAD
SUITE 400
WEST CONSHOHOCKEN, PA 19428
Registration History
1985199019952000200520102015202020252 FIRMS2017 - Present (7 years)BOPPENHEIMER & CO. INC. (CRD# 249)1992 - 2017 (25 years)BW.H. NEWBOLD'S SON & CO., INC. (CRD# 7575)1985 - 1991 (6 years)IAOPPENHEIMER & CO. INC. (CRD# 249)2005 - 2017 (11 years)
License(s)

State Registrations

B
California 4/28/2017

B
Montana 8/30/2021

B
Colorado 1/13/2025

B
Nevada 5/8/2017

B
Connecticut 4/28/2017

B
New Hampshire 10/23/2017

B
Delaware 5/31/2022

B
New Jersey 6/9/2017

B
District of Columbia 4/28/2017

B
New York 4/28/2017

B
Florida 4/28/2017

B
North Carolina 4/28/2017

B
Georgia 5/1/2017

B
Pennsylvania 4/28/2017

B
Illinois 4/28/2017

IA
Pennsylvania 4/28/2017

B
Indiana 5/9/2017

B
South Carolina 7/29/2020

B
Louisiana 4/28/2017

IA
Texas 12/26/2023

B
Maine 5/1/2017

B
Vermont 3/27/2023

B
Maryland 4/28/2017

B
Virginia 4/28/2017

B
Massachusetts 6/14/2017

B
Washington 5/8/2017

B
Minnesota 12/21/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 CONSHOHOCKEN STATE ROAD SUITE 400, WEST CONSHOHOCKEN, PA 19428
Bryn Mawr, PA
Registered with this firm since 4/28/2017

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 CONSHOHOCKEN STATE ROAD SUITE 400, WEST CONSHOHOCKEN, PA 19428
Bryn Mawr, PA
Registered with this firm since 4/28/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2005 - 05/05/2017 OPPENHEIMER & CO. INC. (CRD#:249) PHILADELPHIA, PA
B
01/02/1992 - 05/05/2017 OPPENHEIMER & CO. INC. (CRD#:249) PHILADELPHIA, PA
B
09/24/1985 - 12/31/1991 W.H. NEWBOLD'S SON & CO., INC. (CRD#:7575)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.