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DOLORES RITA CHAVIRA
CRD#: 1392524
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
199019952000200520102015202020252 FIRMS1987 - Present (37 years)
License(s)

State Registrations

B
Alabama 2/2/2007

B
Missouri 1/16/2009

B
Alaska 12/1/2010

B
Montana 12/8/2011

B
Arizona 6/12/2009

B
Nevada 2/10/2012

B
Arkansas 2/2/2007

B
New Jersey 4/26/2010

B
California 2/2/2007

B
New Mexico 2/2/2007

B
Colorado 1/16/2009

B
New York 2/2/2007

B
Connecticut 2/10/2011

B
North Carolina 2/2/2007

B
Delaware 11/16/2011

B
Ohio 4/24/2009

B
District of Columbia 6/12/2009

B
Oklahoma 2/2/2007

B
Florida 2/2/2007

B
Oregon 12/2/2010

B
Georgia 2/2/2007

B
Pennsylvania 2/25/2011

B
Hawaii 4/21/2011

B
Rhode Island 4/15/2013

B
Idaho 10/1/2010

B
South Carolina 3/14/2008

B
Illinois 2/2/2007

B
South Dakota 3/16/2012

B
Indiana 2/23/2012

B
Tennessee 1/16/2009

B
Iowa 1/16/2009

B
Texas 6/2/1987

B
Kansas 9/7/2010

IA
Texas 6/2/1987

B
Kentucky 5/5/2011

B
Utah 5/13/2011

B
Louisiana 2/2/2007

B
Virgin Islands 12/16/2022

B
Maine 10/2/2013

B
Virginia 1/7/2011

B
Maryland 1/16/2009

B
Washington 2/2/2007

B
Massachusetts 12/9/2011

B
West Virginia 7/29/2014

B
Michigan 2/2/2007

B
Wisconsin 12/20/2012

B
Minnesota 1/16/2009

B
Wyoming 5/11/2009

B
Mississippi 1/15/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 6/2/1987

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 2/24/1987

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.