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Detailed Report
ROBERT ALAN WERT
BOB WERT
CRD#: 1392372
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1250 BROADCASTING RD
WYOMISSING, PA 19610
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)1998 - Present (27 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1991 - 1999 (8 years)BBUTCHER & SINGER INC. (CRD# 6517)1985 - 1991 (5 years)
Disclosure(s)
View By:
11/29/2007
Customer Dispute
Denied
License(s)

State Registrations

B
California 8/28/2015
B
New Jersey 10/1/1999
B
Colorado 4/17/2024
B
New York 10/1/1999
B
Connecticut 8/19/2015
B
North Carolina 10/1/1999
B
Florida 10/1/1999
B
Ohio 11/4/2010
B
Georgia 11/21/2011
B
Pennsylvania 10/1/1999
B
Idaho 1/9/2025
IA
Pennsylvania 11/13/2002
B
Illinois 11/21/2024
B
South Carolina 10/1/1999
B
Indiana 10/1/1999
B
Tennessee 10/2/2020
B
Maryland 10/1/1999
B
Texas 5/31/2013
B
Massachusetts 4/5/2024
IA
Texas 6/4/2013
B
Mississippi 10/12/2020
B
Virginia 10/1/1999

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1250 BROADCASTING RD, WYOMISSING, PA 19610
Registered with this firm since 1/1/1998
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1250 BROADCASTING RD, WYOMISSING, PA 19610
Registered with this firm since 10/1/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/01/1991 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 10/14/1985 - 01/01/1991 BUTCHER & SINGER INC. (CRD#:6517)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.