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Detailed Report
JAMES ANTHONY CZAJKOWSKI
JAMES ANTHONY CZATKOWSKI
CRD#: 1391990
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 612 WHEELERS FARMS ROAD
2ND FLOOR
MILFORD, CT 06461
Registration History
198519901995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)1993 - Present (32 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1991 - Present (34 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1991 - 2000 (8 years)BF.J. GARBER & CO. (CRD# 17989)1990 - 1991 (<1 year)BMAIN STREET MANAGEMENT COMPANY (CRD# 547)1989 - 1990 (1 year)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1985 - 1989 (3 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1985 - 1986 (1 year)
Disclosure(s)
View By:
10/9/2013
Customer Dispute
Settled
2/8/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/8/2003
IA
New Jersey 7/5/2002
IA
Alabama 6/29/2005
B
New York 3/16/1993
B
Arizona 9/20/2004
IA
New York 5/18/2021
B
California 6/14/2021
B
North Carolina 7/8/2004
B
Colorado 4/1/2016
IA
North Carolina 5/30/2013
IA
Colorado 4/8/2016
B
Ohio 8/26/2016
B
Connecticut 2/26/1991
IA
Ohio 8/30/2016
IA
Connecticut 1/1/1993
B
Pennsylvania 7/11/2000
B
Delaware 3/24/2004
IA
Pennsylvania 9/13/2010
IA
Delaware 9/10/2010
B
South Carolina 9/14/2009
B
District of Columbia 2/23/2018
IA
South Carolina 5/14/2012
IA
District of Columbia 3/26/2018
B
Tennessee 11/8/2024
B
Florida 9/10/1998
B
Texas 8/30/2017
IA
Florida 10/4/2010
IA
Texas 8/31/2017
B
Massachusetts 1/30/2007
B
Virginia 8/24/1998
B
New Hampshire 2/9/2018
IA
Virginia 9/13/2010
IA
New Hampshire 2/14/2018
B
Wisconsin 7/30/2019
B
New Jersey 6/16/1997
IA
Wisconsin 4/28/2021

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
612 WHEELERS FARMS ROAD 2ND FLOOR, MILFORD, CT 06461
Registered with this firm since 1/1/1993
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
612 WHEELERS FARMS ROAD 2ND FLOOR, MILFORD, CT 06461
Registered with this firm since 2/26/1991
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/26/1991 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 11/20/1990 - 03/07/1991 F.J. GARBER & CO. (CRD#:17989)
B
 09/06/1989 - 12/05/1990 MAIN STREET MANAGEMENT COMPANY (CRD#:547) BOSTON, MA
B
 09/06/1985 - 04/22/1989 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/06/1985 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.