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Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2015 (6 years)IAHURWITZ ASSOCIATES, INC. (CRD# 133472)2024 - Present (<1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2015 - 2022 (6 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1985 - 2007 (21 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - 2022 (5 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2015 - 2016 (1 year)
Disclosure(s)
View By:
2/23/2014
Customer Dispute
Settled
3/8/2012
Customer Dispute
Award / Judgment
3/21/2006
Customer Dispute
Withdrawn
11/16/1990
Customer Dispute
Settled
8/15/1990
Customer Dispute
Settled
License(s)

State Registrations

IA
New York 6/12/2024

IA
Texas 5/22/2024

Current Registration(s)
IA
HURWITZ ASSOCIATES, INC. (CRD#:133472)
Belle Harbor, NY
Registered with this firm since 5/22/2024

Previous Registration(s)
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IA
04/26/2016 - 03/23/2022 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) BELLE HARBOR, NY
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05/01/2015 - 03/23/2022 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) BROOKLYN, NY
IA
05/21/2015 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) BROOKLYN, NY
IA
12/19/2008 - 05/05/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
12/05/2008 - 05/05/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/02/2007 - 12/09/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
10/25/1985 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.