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Detailed Report
SHAWN BONIN DUCA
SHAWN M BONIN
CRD#: 1390867
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1855 MANHATTAN BLVD.
HARVEY, LA 70058
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1855 MANHATTAN BLVD.
HARVEY, LA 70058
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BHANCOCK WHITNEY INVESTMENT SER... (CRD# 40637)2012 - 2022 (10 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2008 - 2012 (4 years)BWHITNEY SECURITIES, L.L.C. (CRD# 103715)2007 - 2008 (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2007 - 2007 (<1 year)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2004 - 2007 (2 years)IAHANCOCK WHITNEY INVESTMENT SER... (CRD# 40637)2017 - 2022 (5 years)
License(s)

State Registrations

B
Alabama 8/10/2022
B
Mississippi 8/10/2022
B
Colorado 8/10/2022
B
North Carolina 8/10/2022
B
Florida 8/10/2022
B
Texas 8/10/2022
B
Georgia 8/10/2022
IA
Texas 8/10/2022
B
Louisiana 8/10/2022
B
Utah 8/10/2022
IA
Louisiana 8/10/2022
B
Virginia 8/10/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1855 MANHATTAN BLVD., HARVEY, LA 70058
PICAYUNE, MS
Registered with this firm since 8/10/2022
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1855 MANHATTAN BLVD., HARVEY, LA 70058
PICAYUNE, MS
Registered with this firm since 8/10/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/02/2017 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) HARVEY, LA
B
 02/07/2012 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) HARVEY, LA
B
 02/29/2008 - 02/13/2012 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) NEW ORLEANS, LA
B
 06/04/2007 - 02/29/2008 WHITNEY SECURITIES, L.L.C. (CRD#:103715) NEW ORLEANS, LA
B
 03/27/2007 - 05/29/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) COVINGTON, LA
B
 08/03/2004 - 02/08/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) NEW ORLEANS, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.