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ROBERT S. SAMUEL WRIGHT
ROB WRIGHT, ROBERT SAMUEL WRIGHT
CRD#: 1389743
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1501 K. STREET NW
WASHINGTON, DC 20005
Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - Present (16 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1986 - 2003 (16 years)BBELLAMAH, NEUHAUSER & BARRETT,... (CRD# 83)1985 - 1986 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 2003 (7 years)
Disclosure(s)
View By:
10/22/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/13/2025

B
Michigan 2/13/2009

B
Arizona 7/23/2020

B
Nevada 2/13/2009

B
California 2/13/2009

B
New Jersey 2/13/2009

B
Colorado 2/13/2009

B
New Mexico 3/23/2022

B
Connecticut 8/6/2020

B
New York 10/11/2018

B
Delaware 2/27/2009

B
North Carolina 2/13/2009

B
District of Columbia 2/13/2009

B
Ohio 8/6/2020

IA
District of Columbia 2/23/2009

B
Oregon 2/27/2013

B
Florida 2/13/2009

B
Pennsylvania 2/13/2009

B
Georgia 4/20/2011

B
Rhode Island 6/20/2023

B
Hawaii 2/13/2009

B
South Carolina 2/19/2021

B
Illinois 2/13/2009

B
Tennessee 10/8/2019

B
Indiana 12/20/2021

B
Texas 2/13/2009

B
Kentucky 2/25/2014

IA
Texas 2/13/2009

B
Louisiana 10/14/2014

B
Utah 1/19/2023

B
Maine 6/12/2023

B
Vermont 3/3/2009

B
Maryland 2/13/2009

B
Virginia 2/13/2009

IA
Maryland 7/3/2023

B
Washington 2/13/2009

B
Massachusetts 2/13/2009

B
West Virginia 2/13/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K. STREET NW, WASHINGTON, DC 20005
Potomac, MD
Registered with this firm since 2/13/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K. STREET NW, WASHINGTON, DC 20005
Potomac, MD
Registered with this firm since 2/13/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 02/17/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) WASHINGTON, DC
B
07/01/2003 - 02/17/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
08/07/1995 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) WASHINGTON, DC
B
09/03/1986 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/23/1985 - 09/05/1986 BELLAMAH, NEUHAUSER & BARRETT, INC. (CRD#:83)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.