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KAROL KAY MCALLISTER
KAROL KAY MAIKOWSKI, KAROL NOBEL MCALLISTER, KAROL KAY NOBLE
CRD#: 1388872
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 190 SUMMER STREET
BRISTOL, CT 06010
Registration History
198519901995200020052010201520202025IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2008 - Present (16 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2007 - Present (17 years)BFIRST INVESTORS CORPORATION (CRD# 305)1985 - 2007 (22 years)
License(s)

State Registrations

B
California 9/24/2014

B
Missouri 9/15/2022

B
Colorado 3/11/2024

B
New Jersey 12/4/2007

B
Connecticut 12/4/2007

B
New York 1/29/2008

IA
Connecticut 3/11/2008

B
North Carolina 1/30/2013

B
Florida 12/4/2007

B
Pennsylvania 3/11/2024

B
Georgia 5/13/2020

B
South Carolina 11/8/2016

B
Maine 5/18/2009

B
Texas 10/29/2024

B
Maryland 7/31/2008

B
Virginia 11/5/2021

B
Massachusetts 12/4/2007

B
Wisconsin 9/16/2020

B
Minnesota 6/23/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
190 SUMMER STREET, BRISTOL, CT 06010
Registered with this firm since 3/11/2008

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
190 SUMMER STREET, BRISTOL, CT 06010
Registered with this firm since 12/4/2007

Previous Registration(s)
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B
08/09/1985 - 12/12/2007 FIRST INVESTORS CORPORATION (CRD#:305) E. HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.