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PAUL ALEXANDER CUTTER
PAUL A CUTTER
CRD#: 1388710
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1610 ARDEN WAY
SACRAMENTO, CA 95815
Registration History
198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - Present (27 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - Present (30 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1989 - 1995 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1989 (4 years)
Disclosure(s)
View By:
7/22/2008
Customer Dispute
Settled
1/15/1983
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 2/24/2023

B
Michigan 4/25/2016

B
California 1/28/1995

B
Nevada 4/28/2015

IA
California 7/8/1997

B
New York 1/28/1995

B
Colorado 1/28/1995

B
Ohio 12/11/2018

B
Delaware 6/8/2020

B
Oregon 1/28/1995

B
Hawaii 9/3/1998

B
Texas 3/29/2016

B
Idaho 10/1/2019

B
Vermont 7/30/2012

B
Massachusetts 12/20/2012

B
Washington 10/18/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Wilton, CA
Registered with this firm since 7/8/1997

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Wilton, CA
Registered with this firm since 1/28/1995

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/24/1989 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
07/24/1985 - 08/08/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.