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Detailed Report
ROBERT ALAN HISLE
CRD#: 1388093
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 14648 N SCOTTSDALE RD
STE 175
SCOTTSDALE, AZ 85254
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - Present (18 years)BPIPER JAFFRAY & CO. (CRD# 665)2002 - 2006 (4 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)1992 - 2002 (10 years)BSMITH, GAYLOR, INC. (CRD# 14143)1991 - 1992 (1 year)BCITY SECURITIES CORPORATION (CRD# 1459)1985 - 1991 (5 years)IAPIPER JAFFRAY & CO. (CRD# 665)2005 - 2006 (1 year)IAPIPER JAFFRAY & CO. (CRD# 665)2002 - 2004 (2 years)
Disclosure(s)
View By:
3/28/2003
Regulatory
Final
3/18/2003
Customer Dispute
Settled
3/4/2003
Customer Dispute
Settled
2/26/2003
Customer Dispute
Settled
2/21/2003
Customer Dispute
Settled
2/11/2003
Customer Dispute
Settled
7/2/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/16/2007
B
Mississippi 5/27/2022
IA
Arizona 4/18/2016
B
Montana 11/3/2009
B
California 3/9/2007
B
Nevada 3/21/2007
B
Colorado 4/8/2011
B
New York 3/9/2007
B
Connecticut 5/3/2019
B
North Carolina 7/1/2020
B
Florida 3/12/2007
B
Oregon 3/9/2007
B
Idaho 8/17/2015
B
Pennsylvania 3/2/2009
B
Illinois 3/9/2007
B
South Carolina 9/12/2019
B
Indiana 3/29/2007
B
Texas 7/12/2007
IA
Indiana 3/29/2007
IA
Texas 4/17/2017
B
Iowa 3/21/2007
B
Utah 10/20/2011
B
Kentucky 1/13/2022
B
Virginia 3/9/2007
B
Maryland 2/16/2022
B
Washington 11/22/2016
B
Massachusetts 10/14/2010
B
Wisconsin 2/27/2009
B
Minnesota 3/9/2007

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
14648 N SCOTTSDALE RD STE 175, SCOTTSDALE, AZ 85254
Registered with this firm since 3/29/2007
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
14648 N SCOTTSDALE RD STE 175, SCOTTSDALE, AZ 85254
Registered with this firm since 3/9/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/12/2006 - 03/21/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
B
 08/12/2006 - 03/21/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
IA
 07/19/2005 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SCOTTSDALE, AZ
B
 07/03/2002 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SCOTTSDALE, AZ
IA
 07/16/2002 - 12/31/2004 PIPER JAFFRAY & CO. (CRD#:665) SCOTTSDALE, AZ
B
 05/21/1992 - 07/08/2002 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
 04/19/1991 - 05/26/1992 SMITH, GAYLOR, INC. (CRD#:14143) KOKOMO, IN
B
 09/25/1985 - 04/25/1991 CITY SECURITIES CORPORATION (CRD#:1459) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.