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WAYNE CLIFFORD DAVIS
WAYNE CLIFFORD DAVID, WAYNE CLIFFOR DAVIS
CRD#: 1387453
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 One Post Office Square
35th Floor
BOSTON, MA 02109
Registration History
198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - Present (18 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - Present (30 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1985 - 1995 (9 years)
License(s)

State Registrations

B
California 1/28/1995

B
New Mexico 11/6/2009

B
Colorado 6/13/2016

B
New York 1/28/1995

B
Connecticut 1/28/1995

B
North Carolina 1/25/1999

IA
Connecticut 1/12/2022

B
Ohio 1/28/1995

B
Delaware 5/6/2022

IA
Ohio 1/12/2022

B
District of Columbia 1/28/1995

B
Oregon 1/8/2021

B
Florida 1/28/1995

B
Pennsylvania 1/28/1995

B
Georgia 1/22/1999

B
Rhode Island 1/28/1995

B
Illinois 1/28/1995

B
South Carolina 7/21/2016

B
Indiana 1/16/1997

B
Tennessee 11/18/2013

B
Maine 1/28/1995

B
Texas 2/22/1996

IA
Maine 1/14/2022

IA
Texas 9/12/2006

B
Maryland 1/28/1995

B
Utah 11/1/2005

B
Massachusetts 1/28/1995

B
Vermont 1/28/1995

B
Mississippi 9/25/2013

B
Virgin Islands 4/7/2005

B
Missouri 4/6/2023

B
Virginia 1/28/1995

B
Montana 1/13/2022

B
Washington 1/28/1995

B
Nevada 11/29/2018

IA
Washington 6/9/2022

B
New Hampshire 1/28/1995

B
Wyoming 2/17/2010

B
New Jersey 1/28/1995

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
One Post Office Square 35th Floor, BOSTON, MA 02109
Registered with this firm since 9/12/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
One Post Office Square 35th Floor, BOSTON, MA 02109
Registered with this firm since 1/28/1995

Previous Registration(s)
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B
07/31/1985 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.