Individual Firm
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ROGER DALE BENNETT
R DALE BENNETT
CRD#: 1386949
IA
B
OSAIC WEALTH, INC.CRD#: 23131 820 CHARLEVOIX DRIVE
SUITE 270
GRAND LEDGE, MI 48837
SUITE 270
GRAND LEDGE, MI 48837
0
Disclosures
33
Years of Experience
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State Registrations
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Arizona 4/24/2019
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Michigan 11/2/2018
B
California 11/2/2018
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Michigan 11/2/2018
B
Colorado 11/2/2018
B
Montana 11/2/2018
B
Florida 11/2/2018
B
New Mexico 4/16/2020
B
Georgia 8/29/2024
B
North Carolina 11/2/2018
B
Illinois 11/2/2018
B
Ohio 11/2/2018
B
Indiana 11/2/2018
SRO Registrations
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Registered with this firm since 11/2/2018
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | GRAND LEDGE, MI | |
B | 05/13/2016 - 11/02/2018 | GRAND LEDGE, MI | |
IA | 10/29/2010 - 05/13/2016 | GRAND LEDGE, MI | |
B | 09/30/1997 - 05/13/2016 | GRAND LEDGE, MI | |
B | 08/09/1994 - 09/24/1997 | NEW YORK, NY | |
B | 08/20/1985 - 09/28/1988 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.