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MARTIN AARON SHAPIRO
MARTIN A SHAPIRO
CRD#: 1386124
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Investment Adviser
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Previous Broker
REDWOOD PRIVATE WEALTHCRD#: 312942 500 N STATE COLLGE BLVD
SUITE 1100
ORANGE, CA 92868
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1988 (2 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2022 (4 years)IAREDWOOD PRIVATE WEALTH (CRD# 312942)2022 - Present (2 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)1999 - 2015 (15 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1992 - 1999 (6 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1991 - 1992 (1 year)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)1988 - 1991 (3 years)IAARBOR POINT ADVISORS (CRD# 165127)2015 - 2016 (<1 year)
License(s)

State Registrations

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California 2/24/2022

IA
North Carolina 5/23/2023

Current Registration(s)
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REDWOOD PRIVATE WEALTH (CRD#:312942)
500 N STATE COLLGE BLVD SUITE 1100, ORANGE, CA 92868
1213 CULBRETH DRIVE SUITE 214, WILMINGTON, NC 28405
Registered with this firm since 2/24/2022

Previous Registration(s)
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11/29/2017 - 03/02/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ORANGE, CA
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11/29/2017 - 03/02/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ORANGE, CA
IA
02/11/2015 - 12/01/2017 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ORANGE, CA
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02/11/2015 - 12/01/2017 SECURITIES AMERICA, INC. (CRD#:10205) Orange, CA
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12/21/2015 - 08/19/2016 ARBOR POINT ADVISORS (CRD#:165127) YORBA LINDA, CA
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06/16/1999 - 02/12/2015 FOOTHILL SECURITIES, INC. (CRD#:1027) SAN DIEGO, CA
B
11/13/1992 - 06/18/1999 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
06/11/1991 - 11/20/1992 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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03/23/1988 - 06/18/1991 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) CINCINNATI, OH
B
08/05/1985 - 05/18/1988 EQUICO SECURITIES, INC. (CRD#:6627)
B
08/05/1985 - 05/17/1988 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.