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JACK CARL ROSELY
JAY ROSELY
CRD#: 1386020
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY
SUITE 150
FARMINGTON HILL, MI 48334
Registration History
198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (17 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1990 - Present (34 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1990 (2 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1985 - 1988 (2 years)
License(s)

State Registrations

B
Arizona 3/5/1998

B
Nevada 4/3/2003

B
Arkansas 3/3/2017

B
New York 2/4/2021

B
California 11/14/1994

B
North Carolina 8/5/2004

B
Colorado 7/21/1994

B
North Dakota 11/3/2010

B
Florida 1/8/1991

B
Oregon 5/9/2013

B
Indiana 1/5/2022

B
Texas 9/26/2007

B
Maryland 6/9/2021

IA
Texas 10/23/2007

B
Michigan 3/5/1990

B
Virginia 6/23/2022

IA
Michigan 9/16/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY SUITE 150, FARMINGTON HILL, MI 48334
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Registered with this firm since 10/23/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY SUITE 150, FARMINGTON HILL, MI 48334
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Registered with this firm since 3/5/1990

Previous Registration(s)
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B
02/15/1988 - 03/21/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
07/23/1985 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.