• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Neil Murman
NEIL S MURMAN, NEIL STEWART MURMAN
CRD#: 1384305
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 86-16 21ST AVE
BROOKLYN, NY 11214
CETERA INVESTMENT SERVICES LLCCRD#: 15340 86-16 21ST AVE
Brooklyn, NY 11214
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2022 - 2023 (<1 year)BEQUITY SERVICES, INC. (CRD# 265)2021 - 2022 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2021 - 2021 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 1998 (<1 year)IAALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Colorado 11/26/2024

B
New York 10/25/2024

B
New Jersey 1/2/2025

IA
New York 10/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
86-16 21ST AVE, BROOKLYN, NY 11214
Registered with this firm since 10/25/2024

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
86-16 21ST AVE, Brooklyn, NY 11214
Registered with this firm since 10/25/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/31/2023 - 10/16/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) MELVILLE, NY
B
01/31/2023 - 10/16/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) MELVILLE, NY
IA
01/01/2023 - 01/05/2023 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Brooklyn, NY
B
03/07/2022 - 01/05/2023 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Brooklyn, NY
B
09/15/2021 - 02/03/2022 EQUITY SERVICES, INC. (CRD#:265) JERICHO, NY
B
04/23/2021 - 08/20/2021 PRUCO SECURITIES, LLC. (CRD#:5685) WHITE PLAINS, NY
B
08/25/1997 - 06/15/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.