• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JULIUS DANIEL HICKS JR
BUDDY HICKS
CRD#: 1382085
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3101 TOWERCREEK PARKWAY STE 615
ATLANTA, GA 30339
CETERA ADVISORS LLCCRD#: 10299 3101 TOWERCREEK PARKWAY STE 615
ATLANTA, GA 30339
Registration History
19901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2004 - 2016 (12 years)BDEMPSEY FINANCIAL NETWORK, INC. (CRD# 38330)2001 - 2003 (2 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2001 (1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1989 - 1999 (9 years)BOGILVIE & TAYLOR SECURITIES CO... (CRD# 10105)1986 - 1989 (3 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2016 (11 years)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2004 - 2005 (1 year)IADEMPSEY FINANCIAL NETWORK, INC. (CRD# 38330)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 10/3/2016

B
Nevada 2/25/2019

B
Arizona 1/3/2017

B
New Jersey 10/3/2016

B
California 10/3/2016

B
North Carolina 10/3/2016

B
Colorado 1/11/2018

B
Pennsylvania 10/3/2016

B
Florida 10/3/2016

B
South Carolina 10/3/2016

B
Georgia 10/3/2016

B
Texas 1/3/2017

IA
Georgia 3/21/2024

IA
Texas 3/21/2024

B
Kentucky 9/17/2024

B
West Virginia 9/29/2020

B
Michigan 1/3/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3101 TOWERCREEK PARKWAY STE 615, ATLANTA, GA 30339
ATLANTA, GA
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
3101 TOWERCREEK PARKWAY STE 615, ATLANTA, GA 30339
ATLANTA, GA
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
06/16/2005 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) ATLANTA, GA
B
01/02/2004 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) ATLANTA, GA
IA
01/02/2004 - 06/16/2005 EASTERN POINT ADVISORS INC. (CRD#:107123) LYNNFIELD, MA
IA
06/02/2003 - 12/31/2003 DEMPSEY FINANCIAL NETWORK, INC. (CRD#:38330) ATLANTA, GA
B
01/02/2001 - 12/31/2003 DEMPSEY FINANCIAL NETWORK, INC. (CRD#:38330) ATLANTA, GA
B
05/03/1999 - 01/09/2001 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
10/06/1989 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
07/24/1986 - 10/17/1989 OGILVIE & TAYLOR SECURITIES CORPORATION (CRD#:10105) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.