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Detailed Report
ANDREW CHRISTOPHER DEPRIMIO
ANDREW C DEPRIMIO, ANDREW CHRIS DEPRIMIO
CRD#: 1381980
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Havelock, NC
Registration History
1985199019952000200520102015202020252 FIRMS2016 - 2020 (3 years)2 FIRMS2020 - Present (5 years)BWEDBUSH SECURITIES INC. (CRD# 877)2007 - 2016 (8 years)BBROOKSTREET SECURITIES CORPORATION (CRD# 14667)1997 - 2007 (10 years)BFORESIGHT CAPITAL MANAGEMENT, INC. (CRD# 15458)1992 - 1997 (4 years)BSANWA - BGK SECURITIES CO., L.P. (CRD# 19697)1987 - 1991 (3 years)BBGK SECURITIES CO. (CRD# 8427)1986 - 1991 (4 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1985 - 1986 (<1 year)
License(s)

State Registrations

B
Arizona 3/18/2020
B
New Jersey 1/17/2020
B
Arkansas 11/24/2020
B
New Mexico 11/24/2020
B
California 1/17/2020
B
New York 1/17/2020
IA
California 1/22/2020
B
North Carolina 11/24/2020
B
Colorado 11/24/2020
IA
North Carolina 6/7/2023
B
Florida 1/17/2020
B
North Dakota 11/24/2020
B
Georgia 1/17/2020
B
Ohio 12/18/2020
B
Hawaii 2/21/2020
B
Oregon 11/24/2020
B
Idaho 1/17/2020
B
Pennsylvania 1/7/2021
B
Illinois 11/24/2020
B
Texas 11/24/2020
B
Indiana 11/24/2020
IA
Texas 11/30/2020
B
Kentucky 11/24/2020
B
Utah 5/29/2020
B
Massachusetts 11/24/2020
B
Virginia 11/24/2020
B
Michigan 11/24/2020
B
Washington 1/17/2020
B
Minnesota 5/19/2020
B
Wisconsin 11/24/2020
B
Montana 1/17/2020
B
Wyoming 11/24/2020
B
Nevada 1/17/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Havelock, NC
Registered with this firm since 1/22/2020
B
MORGAN STANLEY (CRD#:149777)
Havelock, NC
Registered with this firm since 1/17/2020
Previous Registration(s)
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IA
 04/04/2016 - 01/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEWPORT BEACH, CA
B
 04/01/2016 - 01/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEWPORT BEACH, CA
B
 06/27/2007 - 04/15/2016 WEDBUSH SECURITIES INC. (CRD#:877) NEWPORT BEACH, CA
B
 05/05/1997 - 06/29/2007 BROOKSTREET SECURITIES CORPORATION (CRD#:14667) SAN JUAN CAPISTRANO, CA
B
 06/17/1992 - 05/08/1997 FORESIGHT CAPITAL MANAGEMENT, INC. (CRD#:15458) CLEARWATER, FL
B
 07/27/1987 - 01/25/1991 SANWA - BGK SECURITIES CO., L.P. (CRD#:19697) NEW YORK, NY
B
 05/22/1986 - 01/25/1991 BGK SECURITIES CO. (CRD#:8427) NEW YORK, NY
B
 11/27/1985 - 05/23/1986 THE DREYFUS SERVICE CORPORATION (CRD#:231)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.