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PAUL MALOY CAHOON
CRD#: 1380835
IA
B
MORGAN STANLEYCRD#: 149777 8548 Rozita Lee Avenue
Suite 400
Las Vegas, NV 89113
Suite 400
Las Vegas, NV 89113
0
Disclosures
39
Years of Experience
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State Registrations
B
Arizona 6/1/2009
B
Nebraska 2/21/2024
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 3/2/2010
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Nevada 6/1/2009
B
Florida 10/19/2020
B
New Hampshire 2/21/2024
B
Georgia 2/21/2024
B
New Jersey 2/21/2024
B
Hawaii 4/8/2021
B
New Mexico 8/24/2020
B
Idaho 12/22/2021
B
New York 2/21/2024
B
Illinois 2/21/2024
B
North Carolina 2/21/2024
B
Indiana 2/21/2024
B
Ohio 2/22/2024
B
Iowa 2/21/2024
B
Oregon 8/16/2017
B
Kansas 4/8/2022
B
Pennsylvania 2/21/2024
B
Kentucky 2/13/2024
B
South Carolina 6/20/2023
B
Louisiana 3/1/2024
B
Tennessee 2/21/2024
B
Maine 2/13/2024
B
Texas 6/1/2009
B
Maryland 2/21/2024
IA
Texas 6/1/2009
B
Massachusetts 2/21/2024
B
Utah 6/1/2009
B
Michigan 2/21/2024
B
Virginia 2/13/2024
B
Minnesota 2/21/2024
B
Washington 6/1/2009
B
Mississippi 2/21/2024
B
Wisconsin 2/21/2024
B
Missouri 4/20/2011
B
Wyoming 7/9/2018
B
Montana 2/21/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | LAS VEGAS, NV | |
B | 04/02/2007 - 06/01/2009 | LAS VEGAS, NV | |
IA | 09/05/2002 - 04/02/2007 | LAS VEGAS, NV | |
B | 09/03/1985 - 04/02/2007 | LAS VEGAS, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.