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Detailed Report
CHRISTOPHER WINFIELD FORD
CRD#: 1380779
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 736 MARKET ST
FL 2
CHATTANOOGA, TN 37402
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 736 MARKET ST
BLDG 1
CHATTANOOGA, TN 37402
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)1996 - Present (29 years)BSUNTRUST SECURITIES, INC. (CRD# 17499)1994 - 1994 (<1 year)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)1993 - 1994 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1989 - 1993 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1985 - 1989 (3 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)1996 - 2016 (20 years)
License(s)

State Registrations

B
Alabama 11/19/1996
B
Nebraska 12/2/2021
B
California 5/4/2012
B
New York 4/3/1996
B
Colorado 1/30/2017
B
North Carolina 1/4/1996
B
Connecticut 11/29/2021
B
Ohio 1/26/1999
B
Florida 1/4/1996
B
Oregon 10/25/2021
B
Georgia 1/3/1996
B
Pennsylvania 3/15/2024
B
Idaho 8/10/2021
B
Puerto Rico 3/11/2020
B
Illinois 12/2/2021
B
South Carolina 7/15/1997
B
Kansas 1/21/2020
B
Tennessee 1/4/1996
B
Kentucky 6/20/2017
IA
Tennessee 9/12/2016
B
Maryland 6/1/2016
IA
Texas 3/13/2017
B
Massachusetts 7/7/2022
B
Texas 7/23/2019
B
Mississippi 12/20/2021
B
Virginia 10/19/2020
B
Missouri 1/21/2020
B
Washington 6/17/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
736 MARKET ST FL 2, CHATTANOOGA, TN 37402
Registered with this firm since 9/12/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
736 MARKET ST BLDG 1, CHATTANOOGA, TN 37402
SIGNAL MOUNTAIN, TN
Registered with this firm since 1/3/1996
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/25/1996 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CHATTANOOGA, TN
B
 01/29/1994 - 12/19/1994 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 02/09/1993 - 01/07/1994 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MEMPHIS, TN
B
 11/19/1989 - 02/05/1993 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 11/24/1989 - 12/08/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 01/04/1989 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 08/26/1985 - 01/11/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.