Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BARBARA JEAN DELANEY
BARBARA JEAN OHALLORAN
CRD#: 1380247
IA
B
LPL FINANCIAL LLCCRD#: 6413 TARRYTOWN, NY
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Arizona 11/30/2010
B
Maine 11/30/2010
B
California 11/30/2010
B
Maryland 11/30/2010
B
Colorado 11/30/2010
B
Massachusetts 11/30/2010
B
Connecticut 11/30/2010
B
New Jersey 11/30/2010
B
Delaware 11/30/2010
IA
New Jersey 4/6/2015
B
District of Columbia 11/30/2010
B
New York 11/30/2010
IA
District of Columbia 4/20/2015
IA
New York 7/22/2021
B
Florida 4/16/2024
B
Pennsylvania 11/30/2010
B
Illinois 11/30/2010
B
Vermont 1/2/2024
IA
Illinois 4/1/2015
B
Virginia 5/10/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
IA
Registered with this firm since 4/1/2015
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2011 - 06/08/2015 | PEARL RIVER, NY | |
IA | 02/10/2010 - 12/01/2010 | PEARL RIVER, NY | |
B | 08/09/2007 - 11/30/2010 | PEARL RIVER, NY | |
B | 03/01/1996 - 08/10/2007 | PEARL RIVER, NY | |
B | 08/08/1989 - 03/01/1996 | ||
B | 01/05/1989 - 08/12/1989 | FLORHAM PARK, NJ | |
B | 10/20/1987 - 05/11/1988 |
PEARL RIVER, NY
02/10/2010 - 12/01/2010
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.