Individual Firm
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HENRY HARRISON GROVES
CRD#: 1379952
IA
B
STEPHENSCRD#: 3496 6075 POPLAR AVENUE
CRESCENT CENTER
MEMPHIS, TN 38119
CRESCENT CENTER
MEMPHIS, TN 38119
0
Disclosures
39
Years of Experience
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State Registrations
B
Alabama 9/9/2014
B
Missouri 8/26/2011
B
Arizona 7/17/2020
B
New Jersey 12/7/2016
B
Arkansas 8/26/2011
B
New Mexico 10/27/2011
B
California 8/26/2011
B
North Carolina 8/4/2017
B
Colorado 3/21/2022
B
Ohio 12/19/2014
B
District of Columbia 7/20/2016
B
Oklahoma 2/16/2017
B
Florida 8/26/2011
B
Oregon 8/26/2011
B
Georgia 8/26/2011
B
Tennessee 8/26/2011
B
Illinois 12/5/2019
IA
Tennessee 8/26/2011
B
Indiana 2/25/2022
B
Texas 8/26/2011
B
Iowa 8/26/2011
IA
Texas 4/10/2014
B
Louisiana 7/27/2020
B
Virginia 2/28/2017
B
Maryland 8/26/2011
B
Washington 8/26/2011
B
Massachusetts 5/13/2020
B
West Virginia 8/26/2011
B
Mississippi 8/26/2011
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/26/2011
B
Registered with this firm since 8/26/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/13/2011 | MEMPHIS, TN | |
B | 06/01/2009 - 09/13/2011 | MEMPHIS, TN | |
IA | 04/27/2004 - 06/01/2009 | MEMPHIS, TN | |
B | 01/02/2002 - 06/01/2009 | MEMPHIS, TN | |
B | 12/15/1994 - 01/02/2002 | ATLANTA, GA | |
B | 07/31/1993 - 12/19/1994 | NEW YORK, NY | |
B | 08/02/1985 - 07/31/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.