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Detailed Report
NANCY HAINES CHALLENGER
CRD#: 1377977
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Investment Adviser
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Previous Broker
CHALLENGER WEALTH MANAGEMENTCRD#: 121498 6B LIBERTY
#140
ALISO VIEJO, CA 92656
Registration History
198519901995200020052010201520202025IACHALLENGER WEALTH MANAGEMENT (CRD# 121498)2002 - Present (22 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1991 - 2018 (27 years)BGREAT AMERICAN SECURITIES INC. (CRD# 7504)1988 - 1991 (3 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1985 - 1988 (2 years)
License(s)

State Registrations

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California 12/9/2002
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Texas 12/3/2015
Current Registration(s)
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CHALLENGER WEALTH MANAGEMENT (CRD#:121498)
6B LIBERTY #140, ALISO VIEJO, CA 92656
Registered with this firm since 12/9/2002
Previous Registration(s)
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 09/20/1991 - 12/31/2018 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) ALISO VIEJO, CA
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 01/14/1988 - 10/17/1991 GREAT AMERICAN SECURITIES INC. (CRD#:7504)
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 07/23/1985 - 02/02/1988 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.