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Detailed Report
PAUL LUCCHESI
CRD#: 1376820
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 EVANSTON, IL
Registration History
199019952000200520102015202020252 FIRMS1990 - 1992 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BGREAT PACIFIC SECURITIES (CRD# 29251)2019 - 2021 (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2019 - 2019 (<1 year)BGREAT PACIFIC SECURITIES (CRD# 29251)2015 - 2017 (1 year)BIFS SECURITIES (CRD# 40375)2015 - 2015 (<1 year)BARBOR RESEARCH & TRADING, LLC (CRD# 21313)2007 - 2015 (7 years)BBNP PARIBAS SECURITIES CORP. (CRD# 15794)2004 - 2007 (2 years)BUBS WARBURG LLC (CRD# 7654)2001 - 2001 (<1 year)BUBS PAINEWEBBER INC. (CRD# 8174)1992 - 2001 (9 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1992 (3 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (1 year)
License(s)

State Registrations

B
Alabama 7/11/2022
B
Nebraska 6/14/2022
B
Alaska 9/27/2022
B
Nevada 5/5/2022
B
Arizona 12/21/2021
B
New Hampshire 6/13/2022
B
Arkansas 6/7/2022
B
New Jersey 9/23/2022
B
California 6/14/2022
B
New Mexico 12/20/2021
B
Colorado 1/3/2022
B
New York 6/14/2022
B
Connecticut 12/13/2021
B
North Carolina 8/24/2022
B
Delaware 8/30/2022
B
North Dakota 7/6/2022
B
District of Columbia 12/16/2021
B
Ohio 1/23/2022
B
Florida 12/13/2021
B
Oklahoma 6/15/2022
B
Georgia 9/27/2022
B
Oregon 6/23/2022
B
Hawaii 6/17/2022
B
Pennsylvania 6/16/2022
B
Idaho 12/13/2021
B
Puerto Rico 12/15/2021
B
Illinois 12/20/2021
B
Rhode Island 5/24/2022
IA
Illinois 7/20/2022
B
South Carolina 6/14/2022
B
Indiana 11/17/2022
B
South Dakota 6/14/2022
B
Iowa 6/14/2022
B
Tennessee 7/20/2022
B
Kansas 6/20/2022
B
Texas 8/11/2022
B
Kentucky 6/13/2022
IA
Texas 8/15/2022
B
Louisiana 12/21/2021
B
Utah 6/13/2022
B
Maine 6/14/2022
B
Vermont 6/17/2022
B
Maryland 12/13/2021
B
Virgin Islands 11/18/2022
B
Massachusetts 5/11/2022
B
Virginia 12/21/2021
B
Michigan 7/6/2022
B
Washington 6/13/2022
B
Minnesota 6/24/2022
B
West Virginia 7/21/2022
B
Mississippi 6/15/2022
B
Wisconsin 6/15/2022
B
Missouri 6/13/2022
B
Wyoming 6/13/2022
B
Montana 6/15/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
WILMETTE, IL
Registered with this firm since 7/20/2022
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
EVANSTON, IL
Registered with this firm since 12/10/2021
Previous Registration(s)
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B
 11/27/2019 - 11/29/2021 GREAT PACIFIC SECURITIES (CRD#:29251) CHICAGO, IL
B
 05/31/2019 - 09/13/2019 NYLIFE SECURITIES LLC (CRD#:5167) SCHAUMBURG, IL
B
 12/08/2015 - 03/01/2017 GREAT PACIFIC SECURITIES (CRD#:29251) COSTA MESA, CA
B
 07/06/2015 - 12/07/2015 IFS SECURITIES (CRD#:40375) ATLANTA, GA
B
 10/09/2007 - 04/29/2015 ARBOR RESEARCH & TRADING, LLC (CRD#:21313) CHICAGO, IL
B
 10/07/2004 - 08/29/2007 BNP PARIBAS SECURITIES CORP. (CRD#:15794) CHICAGO, IL
B
 03/12/2001 - 12/31/2001 UBS WARBURG LLC (CRD#:7654) NEW YORK, NY
B
 03/13/1992 - 03/12/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
 03/19/1990 - 03/10/1992 LEHMAN GOVERNMENT SECURITIES INC. (CRD#:19655)
B
 03/19/1990 - 03/10/1992 LEHMAN SPECIAL SECURITIES INC. (CRD#:7242)
B
 05/14/1988 - 03/10/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 04/29/1987 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.