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Detailed Report
GREGG COHEN
GREGG ADAM COHEN
CRD#: 1375698
IA
Investment Adviser
MAI CAPITAL MANAGEMENT, LLCCRD#: 109807 Edwards, CO
Registration History
2008201020122014201620182020202220242026IAMAI CAPITAL MANAGEMENT, LLC (CRD# 109807)2024 - Present (<1 year)IAMAI CAPITAL MANAGEMENT, LLC (CRD# 109807)2024 - 2024 (<1 year)IALWS WEALTH ADVISORS, INC. (CRD# 162265)2019 - 2024 (4 years)IALWS WEALTH ADVISORS OF COLORAD... (CRD# 168480)2013 - 2019 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2009 (1 year)
License(s)

State Registrations

IA
New Jersey 5/6/2024
Current Registration(s)
IA
MAI CAPITAL MANAGEMENT, LLC (CRD#:109807)
Edwards, CO
Registered with this firm since 5/6/2024
Previous Registration(s)
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 04/16/2024 - 04/18/2024 MAI CAPITAL MANAGEMENT, LLC (CRD#:109807) CLEVELAND, OH
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 04/29/2019 - 03/12/2024 LWS WEALTH ADVISORS, INC. (CRD#:162265) BASKING RIDGE, NJ
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 11/01/2013 - 07/01/2019 LWS WEALTH ADVISORS OF COLORADO, INC. (CRD#:168480) Edwards, CO
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 03/08/2008 - 05/11/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SHORT HILLS, NJ
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.