• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LESA MARIE LOW
LESA MARIE BAXTER
CRD#: 1375572
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10369 CLAYTON RD 2ND FL
[SUPPORT CENTER]
FRONTENAC, MO 63131
Registration History
199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)2000 - 2000 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 2000 (9 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1987 - 1988 (1 year)BRANSON & COMPANY, INC. (CRD# 7040)1986 - 1987 (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 2003 (13 years)
License(s)

State Registrations

B
Arkansas 11/7/2016

B
Massachusetts 11/7/2016

B
California 11/11/2003

B
Missouri 7/1/2003

B
Illinois 11/18/2009

IA
Missouri 7/1/2003

IA
Iowa 4/14/2014

B
Utah 11/7/2016

B
Kansas 12/20/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10369 CLAYTON RD 2ND FL [SUPPORT CENTER], FRONTENAC, MO 63131
DES PERES, MO
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10369 CLAYTON RD 2ND FL [SUPPORT CENTER], FRONTENAC, MO 63131
DES PERES, MO
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/19/1990 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) CHESTERFIELD, MO
B
08/08/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
01/19/2000 - 08/02/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
04/18/1990 - 01/11/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/12/1987 - 10/08/1988 THOMSON MCKINNON SECURITIES INC. (CRD#:829)
B
12/26/1986 - 04/27/1987 RANSON & COMPANY, INC. (CRD#:7040)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.