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JOHN SUGG NAU
CRD#: 1375273
IA
Investment Adviser
B
Broker
THE LEGACY COLLABORATIVE, INC.CRD#: 114591 3512 PAESANOS PARKWAY
SUITE 200
SAN ANTONIO, TX 78231-1248
WORLD EQUITY GROUP, INC.CRD#: 29087 3512 Paesanos Pkwy
Suite 200
San Antonio, TX 78231
Registration History
1985199019952000200520102015202020252 FIRMS1997 - 2008 (10 years)IATHE LEGACY COLLABORATIVE, INC. (CRD# 114591)2023 - Present (1 year)IAWORLD EQUITY GROUP, INC. (CRD# 29087)2020 - Present (4 years)BWORLD EQUITY GROUP, INC. (CRD# 29087)2015 - Present (9 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2008 - 2015 (7 years)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1985 - 1997 (12 years)IATHE LEGACY COLLABORATIVE, INC. (CRD# 114591)2017 - 2022 (5 years)IATHE LEGACY COLLABORATIVE, INC. (CRD# 114591)2007 - 2016 (9 years)IATHE LEGACY COLLABORATIVE, INC. (CRD# 114591)2006 - 2006 (<1 year)IATHE LEGACY COLLABORATIVE, INC. (CRD# 114591)2005 - 2005 (<1 year)IATHE LEGACY COLLABORATIVE, INC. (CRD# 114591)2003 - 2004 (1 year)
Disclosure(s)
View By:
2/6/2015
Employment Separation After Allegations
License(s)

State Registrations

B
Florida 10/8/2024

B
Texas 2/24/2015

B
Nevada 3/23/2015

IA
Texas 2/5/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE LEGACY COLLABORATIVE, INC. (CRD#:114591)
3512 PAESANOS PARKWAY SUITE 200, SAN ANTONIO, TX 78231-1248
Registered with this firm since 8/22/2023

IA
WORLD EQUITY GROUP, INC. (CRD#:29087)
3512 Paesanos Pkwy Suite 200, San Antonio, TX 78231
Registered with this firm since 2/5/2020

B
WORLD EQUITY GROUP, INC. (CRD#:29087)
3512 Paesanos Pkwy Suite 200, San Antonio, TX 78231
Registered with this firm since 2/24/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/15/2017 - 12/31/2022 THE LEGACY COLLABORATIVE, INC. (CRD#:114591) SAN ANTONIO, TX
IA
02/07/2007 - 12/31/2016 THE LEGACY COLLABORATIVE, INC. (CRD#:114591) BOERNE, TX
B
01/14/2008 - 02/10/2015 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) BOERNE, TX
IA
08/15/1997 - 01/15/2008 FSC SECURITIES CORPORATION (CRD#:7461) BOERNE, TX
B
08/15/1997 - 01/15/2008 FSC SECURITIES CORPORATION (CRD#:7461) BOERNE, TX
IA
01/25/2006 - 12/31/2006 THE LEGACY COLLABORATIVE, INC. (CRD#:114591) BOERNE, TX
IA
01/18/2005 - 12/31/2005 THE LEGACY COLLABORATIVE, INC. (CRD#:114591) SAN ANTONIO, TX
IA
01/08/2003 - 12/31/2004 THE LEGACY COLLABORATIVE, INC. (CRD#:114591) SAN ANTONIO, TX
B
08/20/1985 - 08/15/1997 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.