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WILLIAM GEORGE BATTESTIN
CRD#: 1374720
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2070 E WALNUT STE 101
LAKE CHARLES, LA 70601
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2004 - Present (21 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2003 (13 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1985 - 1989 (4 years)
Disclosure(s)
View By:
12/21/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/7/2024

B
New Hampshire 10/18/2024

B
California 7/1/2003

B
New Jersey 7/1/2003

B
Colorado 6/6/2024

B
New Mexico 1/23/2020

B
Florida 7/1/2003

B
New York 7/1/2003

B
Georgia 5/13/2009

B
North Carolina 1/23/2020

B
Kansas 7/17/2023

B
Ohio 6/13/2024

B
Louisiana 7/1/2003

B
Oregon 7/22/2020

IA
Louisiana 2/3/2005

B
South Carolina 1/23/2020

B
Maine 7/1/2003

B
Tennessee 11/8/2006

B
Maryland 7/21/2020

B
Texas 7/1/2003

B
Massachusetts 7/1/2003

IA
Texas 1/28/2004

B
Michigan 1/23/2020

B
Virginia 7/22/2020

B
Mississippi 1/23/2020

B
Washington 7/8/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2070 E WALNUT STE 101, LAKE CHARLES, LA 70601
LAKE CHARLES, LA
Registered with this firm since 1/28/2004

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2070 E WALNUT STE 101, LAKE CHARLES, LA 70601
LAKE CHARLES, LA
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/15/1989 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/19/1985 - 09/15/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.