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PETER HENRY ORZEL
CRD#: 1373206
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1010 FRANKLIN AVE STE 100
GARDEN CITY, NY 11530
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 2000 (6 years)BADVEST, INC. (CRD# 10)1987 - 1993 (6 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1993 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1987 (1 year)BEQUITABLE SECURITIES OF NEW YO... (CRD# 14583)1985 - 1985 (<1 year)
Disclosure(s)
View By:
2/9/2015
Customer Dispute
Denied
12/26/2002
Customer Dispute
Closed-No Action
10/16/2000
Customer Dispute
Settled
3/30/2000
Employment Separation After Allegations
8/12/1999
Customer Dispute
Settled
3/31/1999
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 1/1/2008

IA
New Jersey 4/28/2009

B
Arkansas 7/20/2017

B
New York 1/1/2008

B
California 1/1/2008

IA
New York 7/27/2021

B
Connecticut 1/4/2019

B
Oregon 8/23/2022

B
District of Columbia 11/1/2022

B
Pennsylvania 1/31/2020

B
Florida 1/1/2008

B
Rhode Island 10/3/2022

B
Georgia 8/22/2022

B
South Carolina 10/10/2022

B
Illinois 4/21/2022

B
South Dakota 9/25/2023

B
Indiana 8/30/2022

B
Texas 1/22/2019

B
Kentucky 6/3/2010

IA
Texas 1/22/2019

B
Maine 6/10/2020

B
Utah 6/15/2017

B
Massachusetts 4/7/2017

B
Virginia 5/14/2019

B
Nevada 8/31/2022

B
Washington 8/22/2022

B
New Jersey 1/1/2008

B
Wisconsin 10/1/2015

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1010 FRANKLIN AVE STE 100, GARDEN CITY, NY 11530
SOUTH JAMESPORT, NY
Registered with this firm since 4/28/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1010 FRANKLIN AVE STE 100, GARDEN CITY, NY 11530
SOUTH JAMESPORT, NY
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/11/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HUNTINGTON, NY
B
12/11/1993 - 04/10/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
04/06/1987 - 12/13/1993 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
11/16/1993 - 12/07/1993 PAINEWEBBER INCORPORATED (CRD#:8174)
B
01/03/1986 - 02/03/1987 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
05/21/1985 - 11/27/1985 EQUITABLE SECURITIES OF NEW YORK,INC. (CRD#:14583)
FINRA expelled the firm on 05/04/1991
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.