Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PETER ZUBIZARRETA
PETE ZEE ZUBIZARRETA
CRD#: 1372584
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
27TH FLOOR
MIAMI, FL 33131
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
Alaska 1/3/2022
B
New Hampshire 7/13/2022
B
Arizona 8/2/2016
B
New Jersey 11/9/2015
B
Arkansas 4/6/2023
B
New Mexico 11/24/2021
B
California 11/26/2008
B
New York 11/26/2008
IA
California 10/26/2021
IA
New York 11/8/2021
B
Colorado 8/16/2013
B
North Carolina 4/6/2023
B
Connecticut 1/3/2022
IA
North Carolina 7/11/2024
B
Florida 11/26/2008
B
Ohio 10/16/2015
IA
Florida 12/4/2008
B
Oregon 1/3/2022
B
Georgia 1/3/2022
B
Pennsylvania 3/28/2014
B
Illinois 4/29/2021
B
Puerto Rico 4/6/2023
B
Indiana 8/22/2022
B
South Carolina 1/3/2022
B
Kansas 1/3/2022
B
Tennessee 11/26/2008
B
Louisiana 1/3/2022
B
Texas 11/26/2008
B
Maine 1/14/2014
IA
Texas 6/4/2009
B
Maryland 1/11/2017
B
Utah 1/3/2022
B
Massachusetts 6/13/2012
B
Vermont 12/20/2019
B
Michigan 1/3/2022
B
Virgin Islands 10/28/2015
B
Minnesota 3/29/2018
B
Virginia 11/26/2008
B
Missouri 1/3/2022
B
Washington 1/3/2022
B
Nevada 1/3/2022
B
Wisconsin 4/6/2023
SRO Registrations
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/4/2008
B
Registered with this firm since 11/26/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2003 - 12/15/2008 | MIAMI, FL | |
B | 02/17/2000 - 12/15/2008 | MIAMI, FL | |
B | 09/06/1991 - 03/02/2000 | CHICAGO, IL | |
B | 03/13/1989 - 09/13/1991 | NEW YORK, NY | |
B | 04/11/1988 - 03/30/1989 | ||
B | 09/24/1985 - 04/11/1988 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.