Individual Firm
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ALAN PAUL WEILACHER
CRD#: 1372467
IA
B
MORGAN STANLEYCRD#: 149777 31099 Chagrin Boulevard
Pepper Pike, OH 44124
Pepper Pike, OH 44124
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8/29/2007
Customer Dispute
Denied
8/29/2007
Customer Dispute
Denied
1/30/2003
Customer Dispute
Award / Judgment
2/16/1999
Customer Dispute
Denied
State Registrations
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Mexico 1/29/2024
B
Colorado 12/17/2014
B
New York 1/24/2017
B
Connecticut 7/22/2021
B
North Carolina 6/1/2009
B
District of Columbia 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
IA
Ohio 6/1/2009
IA
Florida 8/22/2022
B
Oklahoma 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 1/8/2010
B
Idaho 6/1/2009
IA
Pennsylvania 8/12/2022
B
Illinois 6/1/2009
B
Rhode Island 1/8/2010
B
Indiana 9/18/2014
B
South Carolina 8/16/2019
B
Louisiana 6/1/2009
B
Texas 6/1/2009
B
Massachusetts 5/14/2018
IA
Texas 9/18/2009
B
Michigan 1/29/2010
B
Utah 8/5/2016
B
Minnesota 6/1/2009
B
Virginia 6/1/2009
B
Mississippi 6/1/2009
B
West Virginia 9/4/2019
B
Montana 7/10/2013
B
Wisconsin 7/21/2021
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/03/2008 - 06/01/2009 | BEACHWOOD, OH | |
B | 03/28/2008 - 06/01/2009 | BEACHWOOD, OH | |
IA | 04/20/2000 - 04/07/2008 | CHAGRIN FALLS, OH | |
B | 07/31/1993 - 04/07/2008 | CHAGRIN FALLS, OH | |
B | 01/26/1989 - 07/31/1993 | NEW YORK, NY | |
B | 05/23/1985 - 02/01/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.