Individual Firm
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DAVID MORGAN BRENNER
CRD#: 1370881
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D. M. BRENNER, INC.CRD#: 134398 380 STEVENS AVENUE
SUITE 205
SOLANA BEACH, CA 92075
SUITE 205
SOLANA BEACH, CA 92075
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Disclosures
39
Years of Experience
View By:
State Registrations
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California 10/6/2004
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Texas 2/15/2017
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Registered with this firm since 10/6/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/20/2013 - 10/06/2020 | SOLANA BEACH, CA | |
IA | 08/10/2011 - 05/17/2013 | FRESNO, CA | |
B | 08/10/2011 - 05/17/2013 | SOLANA BEACH, CA | |
IA | 05/24/1999 - 08/16/2011 | ENCINITAS, CA | |
B | 05/20/1999 - 08/16/2011 | ENCINITAS, CA | |
B | 09/24/1991 - 05/12/1999 | BOSTON, MA | |
B | 09/24/1991 - 05/01/1997 | BOSTON, MA | |
B | 06/30/1988 - 08/05/1991 | CONSHOHOCKEN, PA | |
B | 06/18/1985 - 07/05/1988 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.