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Detailed Report
HENRY ALAN GABELMANN
H. ALAN GABELMANN
CRD#: 1369561
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Registration History
1985199019952000200520102015202020252 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1988 - 2005 (17 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1985 - 1988 (2 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2005 (2 years)
License(s)

State Registrations

B
Arizona 11/11/2024
IA
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 5/13/2020
B
Ohio 11/12/2024
B
District of Columbia 11/11/2024
B
Oregon 11/11/2024
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
IA
Florida 1/4/2022
B
Rhode Island 11/11/2024
B
Georgia 11/11/2024
B
South Carolina 6/1/2009
B
Illinois 6/1/2009
B
Tennessee 6/1/2009
B
Indiana 11/11/2024
B
Texas 6/1/2009
B
Kentucky 11/11/2024
IA
Texas 8/22/2015
B
Maine 6/14/2016
B
Utah 11/11/2024
B
Maryland 5/3/2017
B
Vermont 11/11/2024
B
Massachusetts 6/1/2009
B
Virginia 3/8/2017
B
Michigan 10/22/2024
B
Washington 11/11/2024
B
Minnesota 2/1/2024
B
Wisconsin 11/11/2024
B
Nevada 9/16/2020
B
Wyoming 11/11/2024
B
New Jersey 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
20 Linden Place, Red Bank, NJ 07701
Naples, FL
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
20 Linden Place, Red Bank, NJ 07701
Naples, FL
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/16/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MORRISTOWN, NJ
B
 05/16/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MORRISTOWN, NJ
IA
 06/27/2002 - 05/16/2005 MORGAN STANLEY (CRD#:7556) MORRISTOWN, NJ
B
 04/20/1988 - 05/16/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 03/07/1988 - 05/05/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
 05/21/1985 - 03/07/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.