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CAROLE JEAN GRAU
CAROLE JEAN AIELLO
CRD#: 1368907
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5001 Spring Valley Road
Suite 900W
Dallas, TX 75244
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1985 - 2009 (23 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1986 - 2009 (23 years)
License(s)

State Registrations

B
Alabama 6/12/2024

B
Nevada 4/5/2022

B
Arizona 1/11/2011

B
New Jersey 1/26/2023

B
Arkansas 1/18/2011

B
New Mexico 1/11/2011

B
California 1/11/2011

B
New York 1/11/2011

B
Colorado 1/11/2011

B
North Carolina 1/12/2011

B
Connecticut 3/11/2020

B
North Dakota 1/26/2023

B
Delaware 3/11/2020

B
Ohio 8/28/2014

B
Florida 1/11/2011

B
Oklahoma 1/11/2011

B
Georgia 5/19/2022

B
Oregon 1/11/2011

B
Hawaii 1/26/2023

B
South Carolina 1/26/2023

B
Illinois 1/11/2011

B
South Dakota 3/21/2024

B
Indiana 10/27/2023

B
Tennessee 1/11/2011

B
Kansas 3/11/2020

B
Texas 6/1/2009

B
Louisiana 1/26/2023

IA
Texas 6/1/2009

B
Maryland 12/7/2018

B
Utah 1/11/2011

B
Massachusetts 7/10/2020

B
Virginia 9/20/2012

B
Michigan 1/26/2023

B
Washington 2/28/2023

B
Minnesota 1/11/2011

B
West Virginia 8/27/2014

B
Mississippi 3/11/2020

B
Wisconsin 1/11/2011

B
Missouri 1/11/2011

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 6/1/2009

Previous Registration(s)
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IA
01/30/1986 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
11/20/1985 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.