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Detailed Report
MAUREEN KAY EDDY DYE
MAUREEN KAY DYE, MAUREEN KAY EDDY DYE, MAUREEN DYE, MAUREEN KAY EDDY
CRD#: 1368679
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 510 7TH ST W
PALMETTO, FL 34221
Registration History
1985199019952000200520102015202020252 FIRMS1995 - 2006 (10 years)2 FIRMS2018 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1995 (10 years)
License(s)

State Registrations

B
Alabama 4/19/2023
B
Michigan 10/24/2023
B
Arizona 11/25/2024
B
Minnesota 6/25/2024
B
Arkansas 11/25/2024
B
Missouri 10/24/2023
B
California 9/18/2024
B
Nebraska 10/24/2023
B
Colorado 10/24/2023
B
New Hampshire 3/13/2025
B
Connecticut 10/24/2023
B
New Jersey 10/24/2023
B
Delaware 11/25/2024
B
New Mexico 10/24/2023
B
District of Columbia 11/25/2024
B
New York 10/24/2023
B
Florida 1/4/2018
B
North Carolina 10/24/2023
IA
Florida 1/25/2018
B
Ohio 10/25/2023
B
Georgia 1/24/2018
B
Oregon 10/24/2023
B
Hawaii 10/24/2023
B
Pennsylvania 10/24/2023
B
Idaho 11/25/2024
B
Puerto Rico 12/23/2024
B
Illinois 10/24/2023
B
South Carolina 10/24/2023
B
Indiana 10/24/2023
B
Tennessee 12/13/2021
B
Iowa 10/24/2023
B
Texas 10/24/2023
B
Kansas 11/15/2024
IA
Texas 10/25/2023
B
Kentucky 10/24/2023
B
Utah 11/25/2024
B
Louisiana 10/24/2023
B
Virginia 10/24/2023
B
Maine 11/24/2023
B
Washington 10/24/2023
B
Maryland 6/25/2024
B
Wisconsin 10/24/2023
B
Massachusetts 4/19/2023
B
Wyoming 4/1/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
510 7TH ST W, PALMETTO, FL 34221
Registered with this firm since 1/25/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
510 7TH ST W, PALMETTO, FL 34221
Registered with this firm since 1/4/2018
Previous Registration(s)
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IA
 08/11/1995 - 03/03/2006 MORGAN STANLEY (CRD#:7556) BRADENTON, FL
B
 08/11/1995 - 03/03/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 05/23/1985 - 08/22/1995 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.