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MARK JOHN ROGERS
CRD#: 1367354
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 35055 West Twelve Mile Road
Suite 101
Farmington Hills, MI 48331
Registration History
198519901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2010 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1994 - 2009 (14 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1994 (6 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1985 - 1988 (3 years)
License(s)

State Registrations

B
Alaska 4/9/2018

B
Missouri 3/15/2024

B
Arizona 6/1/2009

B
Montana 6/24/2009

IA
Arizona 4/4/2023

B
Nebraska 6/1/2009

B
California 6/1/2009

B
New Jersey 6/1/2009

B
Colorado 6/1/2009

B
New York 6/1/2009

B
Connecticut 10/10/2018

B
North Carolina 6/1/2009

B
District of Columbia 6/29/2018

B
Ohio 6/1/2009

B
Florida 6/1/2009

B
Oklahoma 10/5/2018

B
Georgia 6/1/2009

B
Oregon 3/2/2017

B
Illinois 6/1/2009

B
Pennsylvania 6/1/2009

B
Indiana 6/1/2009

B
Rhode Island 5/23/2023

B
Kansas 8/6/2020

B
South Carolina 6/1/2009

B
Kentucky 1/26/2012

B
South Dakota 1/8/2019

B
Louisiana 12/9/2016

B
Tennessee 6/1/2009

B
Maine 11/30/2022

B
Texas 6/1/2009

B
Maryland 9/2/2016

IA
Texas 3/19/2020

B
Massachusetts 6/1/2009

B
Utah 4/11/2022

B
Michigan 6/1/2009

B
Virginia 6/1/2009

IA
Michigan 9/28/2010

B
Washington 6/1/2009

B
Minnesota 6/1/2009

B
Wisconsin 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331
Birmingham, MI
Registered with this firm since 9/28/2010

B
MORGAN STANLEY (CRD#:149777)
35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331
Birmingham, MI
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/19/1994 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FARMINGTON, MI
B
04/22/1988 - 08/10/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
05/23/1985 - 05/06/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.