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Sevan Chakiryan
CRD#: 1366308
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE JERICHO PLAZA
SUIT 205
JERICHO, NY 11753
SUIT 205
JERICHO, NY 11753
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alaska 8/30/2017
B
New Hampshire 10/1/2024
B
Arizona 8/30/2017
B
New Jersey 8/30/2017
B
Arkansas 10/7/2024
B
New Mexico 8/30/2017
B
California 8/30/2017
B
New York 6/20/2017
B
Colorado 8/30/2017
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New York 10/26/2021
B
Connecticut 8/30/2017
B
North Carolina 9/7/2017
B
Delaware 10/1/2024
B
Ohio 10/1/2024
B
District of Columbia 8/30/2017
B
Oklahoma 10/1/2024
B
Florida 8/30/2017
B
Oregon 6/30/2022
B
Georgia 8/30/2017
B
Pennsylvania 8/30/2017
B
Hawaii 10/1/2024
B
Rhode Island 9/21/2017
B
Illinois 8/30/2017
B
South Carolina 8/30/2017
B
Indiana 10/1/2024
B
Tennessee 10/1/2024
B
Kansas 8/1/2022
B
Texas 8/30/2017
B
Maryland 8/30/2017
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Texas 11/22/2017
B
Massachusetts 8/30/2017
B
Utah 10/1/2024
B
Michigan 10/1/2024
B
Vermont 10/1/2024
B
Minnesota 10/1/2024
B
Virginia 10/4/2017
B
Missouri 10/1/2024
B
Washington 8/30/2017
B
Nevada 10/1/2024
B
Wisconsin 10/1/2024
SRO Registrations
B
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IA
Registered with this firm since 11/22/2017
B
Registered with this firm since 5/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/10/2010 - 07/11/2011 | UNIONDALE, NY | |
B | 02/10/2005 - 04/22/2008 | NEW YORK, NY | |
B | 05/01/2003 - 02/11/2005 | NEW YORK, NY | |
B | 05/12/1997 - 05/01/2003 | NEW YORK, NY | |
B | 05/21/1985 - 03/19/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.