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Detailed Report
Sevan Chakiryan
CRD#: 1366308
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE JERICHO PLAZA
SUIT 205
JERICHO, NY 11753
Registration History
1985199019952000200520102015202020252 FIRMS2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2011 (1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2005 - 2008 (3 years)BGOLDMAN SACHS EXECUTION & CLEA... (CRD# 3466)2003 - 2005 (1 year)BGOLDMAN, SACHS & CO. (CRD# 361)1997 - 2003 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1997 (11 years)
License(s)

State Registrations

B
Alaska 8/30/2017
B
New Hampshire 10/1/2024
B
Arizona 8/30/2017
B
New Jersey 8/30/2017
B
Arkansas 10/7/2024
B
New Mexico 8/30/2017
B
California 8/30/2017
B
New York 6/20/2017
B
Colorado 8/30/2017
IA
New York 10/26/2021
B
Connecticut 8/30/2017
B
North Carolina 9/7/2017
B
Delaware 10/1/2024
B
Ohio 10/1/2024
B
District of Columbia 8/30/2017
B
Oklahoma 10/1/2024
B
Florida 8/30/2017
B
Oregon 6/30/2022
B
Georgia 8/30/2017
B
Pennsylvania 8/30/2017
B
Hawaii 10/1/2024
B
Rhode Island 9/21/2017
B
Illinois 8/30/2017
B
South Carolina 8/30/2017
B
Indiana 10/1/2024
B
Tennessee 10/1/2024
B
Kansas 8/1/2022
B
Texas 8/30/2017
B
Maryland 8/30/2017
IA
Texas 11/22/2017
B
Massachusetts 8/30/2017
B
Utah 10/1/2024
B
Michigan 10/1/2024
B
Vermont 10/1/2024
B
Minnesota 10/1/2024
B
Virginia 10/4/2017
B
Missouri 10/1/2024
B
Washington 8/30/2017
B
Nevada 10/1/2024
B
Wisconsin 10/1/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE JERICHO PLAZA SUIT 205, JERICHO, NY 11753
Oyster Bay, NY
Registered with this firm since 11/22/2017
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE JERICHO PLAZA SUIT 205, JERICHO, NY 11753
Oyster Bay, NY
Registered with this firm since 5/25/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/10/2010 - 07/11/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) UNIONDALE, NY
B
 02/10/2005 - 04/22/2008 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
 05/01/2003 - 02/11/2005 GOLDMAN SACHS EXECUTION & CLEARING, L.P. (CRD#:3466) NEW YORK, NY
B
 05/12/1997 - 05/01/2003 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
 05/21/1985 - 03/19/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.