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JEWELL FANFANI
JEWELL DIANE BATY
CRD#: 1366278
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 200 S BISCAYNE BLVD
MIAMI, FL 33131
Registration History
199019952000200520102015202020252 FIRMS1993 - Present (31 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 1993 (5 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1988 - 1988 (<1 year)
License(s)

State Registrations

B
Alabama 1/5/2022

B
Michigan 1/5/2022

B
Arizona 8/15/2011

B
Montana 1/5/2022

B
Arkansas 2/16/2021

B
Nebraska 8/31/2021

B
California 8/5/2011

B
New Hampshire 3/18/2019

B
Colorado 11/16/2009

B
New Jersey 11/16/2009

B
Connecticut 1/5/2022

B
New York 8/5/2011

B
Delaware 2/16/2021

B
North Carolina 8/16/2011

B
District of Columbia 11/16/2009

B
Ohio 11/17/2009

B
Florida 10/21/1993

B
Oklahoma 12/2/2024

IA
Florida 10/21/1993

B
Pennsylvania 8/5/2011

B
Georgia 8/5/2011

B
Tennessee 8/5/2011

B
Illinois 8/5/2011

IA
Texas 3/8/2010

B
Indiana 8/5/2011

B
Texas 8/5/2011

B
Iowa 9/6/2023

B
Virginia 8/5/2011

B
Louisiana 10/15/2012

B
West Virginia 7/15/2022

B
Maryland 11/16/2009

B
Wisconsin 8/5/2011

B
Massachusetts 8/5/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
200 S BISCAYNE BLVD, MIAMI, FL 33131
Registered with this firm since 10/21/1993

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
200 S BISCAYNE BLVD, MIAMI, FL 33131
Registered with this firm since 10/16/1993

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/01/1988 - 10/28/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
02/23/1988 - 09/13/1988 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.