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Detailed Report
GREGORY AARON FRANKLIN
CRD#: 1365907
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 4350 Glendale-Milford
Ste 125
Blue Ash, OH 45242
IFP SECURITIES, LLCCRD#: 297287 4350 Glendale Milford Road
Ste 125
Blue Ash, OH 45242
Registration History
198519901995200020052010201520202025BIFP SECURITIES, LLC (CRD# 297287)2019 - Present (5 years)IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2015 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2019 (9 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1993 - 2009 (16 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1989 - 1993 (3 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1985 - 1989 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2016 (6 years)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2008 - 2009 (1 year)IAFRANKLIN FINANCIAL SERVICES (CRD# 124908)1999 - 2008 (8 years)
License(s)

State Registrations

B
Arizona 5/23/2019
IA
Michigan 10/19/2020
IA
Arizona 7/24/2019
IA
Missouri 1/19/2016
IA
California 9/18/2018
B
Missouri 5/23/2019
B
California 5/23/2019
B
New Jersey 5/23/2019
B
Colorado 6/17/2020
B
New York 2/12/2021
IA
Colorado 7/21/2022
IA
New York 4/21/2021
B
District of Columbia 6/20/2019
IA
North Carolina 9/25/2015
IA
District of Columbia 1/7/2022
B
North Carolina 5/23/2019
IA
Florida 2/2/2017
IA
Ohio 9/23/2015
B
Florida 5/23/2019
B
Ohio 5/23/2019
B
Georgia 11/7/2019
IA
Oregon 10/23/2018
IA
Georgia 8/1/2022
B
Oregon 5/23/2019
B
Idaho 9/3/2024
B
South Carolina 5/23/2019
IA
Idaho 9/3/2024
IA
South Carolina 3/30/2021
IA
Illinois 1/24/2017
IA
Texas 4/3/2017
B
Illinois 5/23/2019
B
Texas 5/23/2019
IA
Indiana 2/8/2017
IA
Virginia 1/24/2017
B
Indiana 5/23/2019
B
Virginia 5/23/2019
IA
Iowa 1/8/2018
B
Washington 9/23/2021
B
Iowa 2/26/2020
IA
Washington 9/23/2021
IA
Kentucky 9/28/2015
B
West Virginia 5/23/2019
B
Kentucky 5/23/2019
B
Wisconsin 5/23/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
IFP SECURITIES, LLC (CRD#:297287)
4350 Glendale Milford Road Ste 125, Blue Ash, OH 45242
Rio Verde, AZ
Registered with this firm since 5/23/2019
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
4350 Glendale-Milford Ste 125, Blue Ash, OH 45242
27308 N. Agua Verde Drive, Rio Verde, AZ 85263
Registered with this firm since 9/23/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/08/2009 - 05/23/2019 LPL FINANCIAL LLC (CRD#:6413) CINCINNATI, OH
IA
 09/08/2009 - 05/02/2016 LPL FINANCIAL LLC (CRD#:6413) CINCINNATI, OH
IA
 02/11/2008 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) CINCINNATI, OH
B
 01/11/1993 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) CINCINNATI, OH
IA
 06/28/1999 - 02/05/2008 FRANKLIN FINANCIAL SERVICES (CRD#:124908) CINCINNATI, OH
B
 11/19/1989 - 01/14/1993 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 09/25/1985 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.