Individual Firm
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GEORGE JOHN MAKRIS
CRD#: 1365224
IA
B
OSAIC WEALTH, INC.CRD#: 23131 5580 GLENWAY AVENUE
CINCINNATI, OH 45238
CINCINNATI, OH 45238
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7/7/2009
Customer Dispute
Denied
State Registrations
B
Arizona 11/2/2018
B
North Carolina 11/2/2018
B
California 11/2/2018
B
Ohio 11/2/2018
B
Colorado 11/2/2018
IA
Ohio 11/2/2018
B
Florida 11/2/2018
B
South Carolina 11/2/2018
B
Georgia 6/5/2020
B
Texas 2/7/2020
B
Indiana 11/2/2018
B
Virginia 11/2/2018
B
Kentucky 11/2/2018
B
West Virginia 7/17/2021
B
Michigan 11/2/2018
B
Wisconsin 6/2/2020
B
New Jersey 7/7/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | CINCINNATI, OH | |
B | 05/13/2016 - 11/02/2018 | CINCINNATI, OH | |
IA | 08/19/1999 - 05/13/2016 | CINCINNATI, OH | |
B | 04/01/1991 - 05/13/2016 | CINCINNATI, OH | |
B | 08/04/1986 - 04/01/1991 | ||
B | 10/15/1985 - 08/14/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.