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Detailed Report
ELAINE H WEINBERG
ELAINE HILDA WEINBERG
CRD#: 1365140
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1801 North Military Trail
Suite 300
Boca Raton, FL 33431
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)1995 - 2000 (4 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1985 - 1993 (8 years)
License(s)

State Registrations

B
Arizona 7/28/2022
B
Massachusetts 6/1/2009
B
California 6/1/2009
B
Missouri 7/28/2022
B
Colorado 5/27/2022
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
IA
New Jersey 6/13/2014
B
District of Columbia 8/26/2019
B
New York 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/21/2017
IA
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 7/28/2022
B
Texas 10/7/2022
B
Illinois 6/1/2009
IA
Texas 10/13/2022
B
Kentucky 7/16/2024
B
Vermont 6/1/2009
B
Maine 7/28/2022
B
Virginia 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1801 North Military Trail Suite 300, Boca Raton, FL 33431
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1801 North Military Trail Suite 300, Boca Raton, FL 33431
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/09/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
B
 01/23/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
IA
 02/22/2000 - 02/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOCA RATON, FL
B
 02/22/2000 - 02/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOCA RATON, FL
B
 05/01/1995 - 02/24/2000 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 07/31/1993 - 05/04/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 05/22/1985 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.